SEC Form 4/A · accession 0001089212-15-000009
UCP, Inc. · UCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
BUCKINGHAM CAPITAL MANAGEMENT INC
10% Owner
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001572684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| UCP, Inc.F1 | Mar 6, 2015 | A | 11,001 | $8.6161 | A | 818,493 | I | See Footnote |
| UCP, Inc.F1 | Mar 9, 2015 | A | 58,999 | $8.6795 | A | 877,492 | I | See Footnote |
| UCP, Inc.F1 | Mar 10, 2015 | A | 4,790 | $8.8219 | A | 882,282 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F11. This statement is being filed by Buckingham Capital Management, Inc. and Buckingham Research Group Incorporated. Buckingham Capital Management, Inc. is a registered investment adviser which acts as the general partner and investment manager for various private investment funds and which also manages other accounts on a discretionary basis. Buckingham Research Group Incorporated, a registered broker-dealer, is the parent company of Buckingham Capital Management, Inc. and thus may be deemed to be the beneficial owner of the securities reported herein. Each of Buckingham Capital Management, Inc. and Buckingham Research Group Incorporated disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein.