SEC Form 4 · accession 0000950142-17-001480
UCP, Inc. · UCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Pirrello
Officer — CHIEF FINANCIAL OFFICER
Period of report
Aug 4, 2017
Accepted (ET)
Aug 8, 2017 · 10:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001572684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 4, 2017 | D | 6,055 | — | D | 0 | D | |
| Class A Common StockF2 | Aug 4, 2017 | D | 42,918 | — | D | 0 | D | |
| Class A Common StockF3 | Aug 4, 2017 | D | 42,723 | — | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of pursuant to merger agreement between Issuer and Century Communities, Inc. in exchange for 1,398 shares of Century Communities, Inc. common stock and $32,213.13 in cash.
- F2Mr. Pirrello was granted 53,648 restricted stock units, with a vesting schedule as follows: 1/5th on January 1, 2017, 1/5th on January 1, 2018, 1/5th on January 1, 2019, 1/5th on January 1, 2020 and 1/5th on January 1, 2021. The restricted stock units were disposed of pursuant to merger agreement between Issuer and Century Communities, Inc. in exchange for 18,729 restricted stock units of Century Communities, Inc.
- F3Mr. Pirrello was granted 42,723 restricted stock units, with a vesting schedule as follows: 1/5th on February 1, 2018, 1/5th on February 1, 2019, 1/5th on February 1, 2020, 1/5th on February 1, 2021, and 1/5th on February 1, 2022. The restricted stock units were disposed of pursuant to merger agreement between Issuer and Century Communities, Inc. in exchange for 18,644 restricted stock units of Century Communities, Inc.