SEC Form 4 · accession 0001123292-19-000014
Dell Technologies Inc. · DELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Rothberg
Officer — General Counsel & Secretary
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class V Common StockF1 | Dec 28, 2018 | J | 70 | $0.00 | D | 0 | D | |
| Class C Common StockF1 | Dec 28, 2018 | J | 126 | $0.00 | A | 40,126 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 28, 2018, in connection with the closing under a merger agreement between Dell Technologies Inc. (the "Issuer") and a wholly-owned subsidiary of the Issuer, each share of Class V common stock of the Issuer owned by the reporting person was exchanged for 1.8066 shares of Class C common stock of the Issuer.