SEC Form 4 · accession 0001123292-18-000270
Dell Technologies Inc. · DELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David I Goulden
Officer — Pres., Infra. Solutions Group
Period of report
Feb 2, 2018
Accepted (ET)
Feb 7, 2018 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Common Stock | Feb 2, 2018 | D | 545,453 | $0.00 | D | 477,019 | D | |
| Class C Common Stock | Feb 2, 2018 | F | 32,328 | $33.17 | D | 444,691 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects 218,181 time-based and 327,272 performance-based restricted shares forfeited to Dell Technologies Inc. upon the reporting person's termination of employment with Dell Technologies Inc.
- F2Reflects shares delivered to Dell Technologies Inc. for payment of the tax liability incurred upon the vesting of a portion of the restricted stock award granted on September 14, 2016.