SEC Form 4 · accession 0001123292-18-000109
Dell Technologies Inc. · DELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Dell
Officer — Chief Executive Officer · Director
Period of report
Jan 8, 2018
Accepted (ET)
Jan 10, 2018 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Common StockF1 | Jan 8, 2018 | P | 12,967 | $33.17 | A | 552,241 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the exercise by Dell Technologies Inc. of call rights with respect to an aggregate of 12,967 shares of Class C common stock held by former employees of Dell Technologies Inc. at fair market value as of January 8, 2018, in accordance with the terms of the Stockholders Agreement.