SEC Form 4 · accession 0001123292-17-001776
Dell Technologies Inc. · DELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Dell
Officer — Chief Executive Officer · Director
Period of report
Dec 11, 2017
Accepted (ET)
Dec 13, 2017 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Common StockF1 | Dec 11, 2017 | P | 14,350 | $32.70 | A | 539,274 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the exercise by Dell Technologies Inc. of a call right with respect to an aggregate of 14,350 shares of Class C common stock held by a former employee of Dell Technologies Inc. at fair market value as of the date such call right was exercised, in accordance with the terms of the Stockholders Agreement.