SEC Form 4 · accession 0001123292-17-001486
Dell Technologies Inc. · DELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William D Green
Director
Period of report
Sep 28, 2017
Accepted (ET)
Oct 2, 2017 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Common StockF1 | Sep 28, 2017 | A | 1,720 | $0.00 | A | 3,765 | D | |
| Class V Common StockF2 | Sep 28, 2017 | A | 729 | $0.00 | A | 4,905 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Acquire Class C Common StockF3 | $32.70 | Sep 28, 2017 | A | 4,986 | A | — | Sep 28, 2027 | Class C Common Stock | 4,986 | 4,986 | D |
| Options to Acquire Class V Common StockF3 | $77.15 | Sep 28, 2017 | A | 3,227 | A | — | Sep 28, 2027 | Class V Common Stock | 3,227 | 3,227 | D |
Explanation of responses
- F1Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. (the "Company") held on June 26, 2017 (the "2017 Annual Meeting"), contingent on the reporting person's continued service on such vesting date.
- F2Represents a grant of RSUs. The RSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date.
- F3These stock options vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date.
Remarks
Exhibit 24 - Power of Attorney