SEC Form 4 · accession 0001123292-17-001484
Dell Technologies Inc. · DELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W Dorman
Director
Period of report
Sep 28, 2017
Accepted (ET)
Oct 2, 2017 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Common StockF1 | Sep 28, 2017 | A | 4,229 | $0.00 | A | 6,274 | D | |
| Class V Common StockF2 | Sep 28, 2017 | A | 1,990 | $0.00 | A | 3,153 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Acquire Class C Common StockF3 | $32.70 | Sep 28, 2017 | A | 4,986 | A | — | Sep 28, 2027 | Class C Common Stock | 4,986 | 4,986 | D |
| Options to Acquire Class V Common StockF3 | $77.15 | Sep 28, 2017 | A | 3,227 | A | — | Sep 28, 2027 | Class V Common Stock | 3,227 | 3,227 | D |
Explanation of responses
- F1Represents a grant of 1,720 restricted stock units ("RSUs") and 2,509 deferred stock units ("DSUs"). The RSUs vest in full on the first anniversary of the annual meeting of stockholders of Dell Technologies Inc. (the "Company") held on June 26, 2017 (the "2017 Annual Meeting"), contingent on the reporting person's continued service on such vesting date. Of the DSUs, 1,363 DSUs vested in full on September 14, 2017 and 1,146 DSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company.
- F2Represents a grant of 729 RSUs and 1,261 DSUs. The RSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. Of the DSUs, 775 DSUs vested in full on September 14, 2017 and 486 DSUs vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date. The DSUs settle following the reporting person's separation from service from the Company.
- F3These stock options vest in full on the first anniversary of the 2017 Annual Meeting, contingent on the reporting person's continued service on such vesting date.
Remarks
Exhibit 24 - Power of Attorney