SEC Form 4 · accession 0001123292-17-001395
Dell Technologies Inc. · DELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Dell
Officer — Chief Executive Officer · Director
Period of report
Aug 28, 2017
Accepted (ET)
Aug 30, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Common StockF1 | Aug 28, 2017 | P | 13,058 | $25.03 | A | 418,031 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the exercise of the reporting person's repurchase right under the Dell Technologies Inc. Amended and Restated Management Stockholders Agreement, dated as of September 7, 2016 (the "Stockholders Agreement"), following the exercise by a former employee of Dell Technologies Inc. of a put right with respect to 13,058 shares of Class C common stock at a contractually specified discount to fair market value as of the date such put right was exercised, in accordance with the terms of the Stockholders Agreement.
Remarks
Exhibit 24.2 - Power of Attorney