SEC Form 4 · accession 0001123292-17-000880
Dell Technologies Inc. · DELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas W Sweet
Officer — Chief Financial Officer
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 6:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Common Stock | Apr 27, 2017 | M | 40,000 | $13.75 | A | 100,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Acquire Class C Common StockF1 | $13.75 | Apr 27, 2017 | M | 40,000 | D | — | Nov 25, 2023 | Class C Common Stock | 40,000 | 152,000 | D |
Explanation of responses
- F1Represents the disposition of time-based options that vest in five equal annual installments during a vesting period that began on 11/25/2013.