SEC Form 4 · accession 0001123292-17-000872
Dell Technologies Inc. · DELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen H Quintos
Officer — Chief Customer Officer
Period of report
Apr 24, 2017
Accepted (ET)
Apr 26, 2017 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class C Common Stock | Apr 24, 2017 | M | 205,666 | $13.75 | A | 205,666 | D | |
| Class C Common Stock | Apr 24, 2017 | F | 139,960 | $30.58 | D | 65,706 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Acquire Class C Common StockF1 | $13.75 | Apr 24, 2017 | M | 205,666 | D | — | Nov 25, 2023 | Class C Common Stock | 205,666 | 411,334 | D |
Explanation of responses
- F1Represents the disposition of time-based options that vest in five equal annual installments during a vesting period that began on 11/25/2013.