SEC Form 4 · accession 0001123292-16-002747

Dell Technologies Inc. · DELL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Sep 14, 2016

Accepted (ET)

Sep 16, 2016 · 4:03 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001571996

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class C Common Stock^F1	Sep 14, 2016	A	2,045	$0.00	A	2,045	D
Class V Common Stock^F1	Sep 14, 2016	A	1,163	$0.00	A	4,176	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options to Acquire Class C Common Stock^F2	$27.50	Sep 14, 2016	A	45,023	A	—	Sep 14, 2026	Class C Common Stock	45,023	45,023	D
Options to Acquire Class V Common Stock^F3	$48.35	Sep 14, 2016	A	39,811	A	—	Sep 14, 2026	Class V Common Stock	39,811	39,811	D

F1Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continued service on such vesting date.
F2Represents a grant of stock options. Of the options, 40,551 vest in four equal annual installments on each of the first, second, third and fourth anniversaries of the grant date and 4,472 vest in full on the first anniversary of the grant date, in each case contingent on the reporting person's continued service on each applicable vesting date.
F3Represents a grant of stock options. Of the options, 35,511 vest in four equal annual installments on each of the first, second, third and fourth anniversaries of the grant date and 4,300 vest in full on the first anniversary of the grant date, in each case contingent on the reporting person's continued service on each applicable vesting date.