SEC Form 4/A · accession 0000899243-19-000197
Dell Technologies Inc. · DELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Marius Haas
Officer — Pres. & Chief Commercial Off.
Period of report
Dec 31, 2018
Accepted (ET)
Jan 2, 2019 · 9:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571996
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Acquire Class C Common StockF2 | $13.75 | Dec 31, 2018 | G | 4,181,882 | D | — | Nov 25, 2023 | Class C Common Stock | 4,181,882 | 0 | D |
| Options to Acquire Class C Common StockF1,F2 | $13.75 | Dec 31, 2018 | G | 4,181,882 | A | — | Nov 25, 2023 | Class C Common Stock | 4,181,882 | 4,181,882 | I |
Explanation of responses
- F1This amended Form 4 is being filed for the purpose of filing a corrected Exhibit 24 and otherwise restates the reporting person's previous Form 4 filed on 1/2/2019 in its entirety. The reporting person transferred these options to a limited partnership, the limited partners of which are the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.
- F2Consists of 1,713,886 time-based options and 2,467,996 performance-based options. All of the 1,713,886 time-based options and all of the 2,467,996 performance-based options have vested as of the transaction date set forth above.
Remarks
Exhibit 24 - Power of Attorney