SEC Form 4 · accession 0001209191-18-032335
Intercontinental Exchange, Inc. · ICE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred W Hatfield
Director
Period of report
May 18, 2018
Accepted (ET)
May 22, 2018 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 18, 2018 | A | 2,794 | $0.00 | A | 35,960 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 2,794 restricted stock units awarded, 2,445 were awarded as compensation for service on the Issuer's board and 349 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Credit LLC.
- F2The common stock number referred in Table I is an aggregate number and represents 33,166 shares of common stock and 2,794 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2019.