SEC Form 4 · accession 0001209191-18-032329
Intercontinental Exchange, Inc. · ICE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Cairns
Director
Period of report
May 18, 2018
Accepted (ET)
May 22, 2018 · 4:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2018 | A | 2,794 | $0.00 | A | 6,165 | D | |
| Common StockF2,F3 | May 21, 2018 | F | 234 | $0.00 | D | 5,931 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 2,794 restricted stock units awarded, 2,445 were awarded as compensation for service on the Issuer's board and 349 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Europe Limited.
- F2Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.
- F3The common stock number referred in Table I is an aggregate number and represents 3,137 shares of common stock and 2,794 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 18, 2019.