SEC Form 4 · accession 0001209191-17-004849
Intercontinental Exchange, Inc. · ICE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey C Sprecher
Officer — Chief Executive Officer · Director
Period of report
Jan 18, 2017
Accepted (ET)
Jan 20, 2017 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571949
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) HoldingF1 | $57.31 | Jan 18, 2017 | A | 204,957 | A | — | Jan 18, 2027 | Common Stock | 204,957 | 204,957 | D |
| Employee Stock Option (right to buy) HoldingF2,F1 | $57.31 | Jan 18, 2017 | A | 19,065 | A | — | Jan 18, 2027 | Common Stock | 19,065 | 19,065 | I |
Explanation of responses
- F1These options vest in accordance with the following schedule: 33.33% of the options vest on January 18, 2018, 33.33% of the option vest on January 18, 2019 and 33.33% of the option vest on January 18, 2020.
- F2The reporting person disclaims beneficial ownership of these securities.