SEC Form 4 · accession 0001209191-16-156504
Intercontinental Exchange, Inc. · ICE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Jefferson Hague
Director
Period of report
Dec 21, 2016
Accepted (ET)
Dec 22, 2016 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Dec 21, 2016 | S | 600 | $58.07 | D | 7,045 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
- F2On November 3, 2016, the common stock of Intercontinental Exchange, Inc. split 5-for-1 (the "Stock Split"), resulting in the reporting person's ownership of four additional shares of common stock for each share of common stock owned as of that date, as reflected in the totals listed on this Form 4.
- F3The common stock number referred in Table I is an aggregate number and represents 3,200 shares of common stock and 3,845 restricted stock units of the Issuer. The 3,845 restricted stock units (adjusted to reflect the Stock Split) awarded on May 13, 2016 will vest on the one-year anniversary of the grant date, which is May 13, 2017.