SEC Form 4 · accession 0001209191-16-154899

Intercontinental Exchange, Inc. · ICE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Table I — non-derivative securities

Table II — derivative securities

Explanation of responses

• F1This transaction involved a gift of 1,674 shares of the issuer's common stock by the reporting person to a philanthropic organization.
• F2On November 3, 2016, the common stock of Intercontinental Exchange, Inc. split 5-for-1, resulting in the reporting person's ownership of four additional shares of common stock for each share of common stock owned as of that date and four additional units of unvested performance based restricted stock ("PSU") for each PSU owned as of that date, as reflected in the totals listed on this Form 4.
• F3The common stock number referred in Table I is an aggregate number and represents 6,746 shares of common stock and 52,395 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2016 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2017 and will be reported at the time of vesting. The reporting person previously reported 1514 shares of common stock as unvested performance based restricted stock units in prior footnotes in error. The numbers contained in this footnote corrects that error.