SEC Form 4 · accession 0001209191-16-124404
Intercontinental Exchange, Inc. · ICE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R Crisp
Director
Period of report
May 24, 2016
Accepted (ET)
May 31, 2016 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 24, 2016 | S | 727 | $264.51 | D | 10,848 | D | |
| Common StockF3 | holding | — | — | — | 2,000 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
- F2The common stock number referred in Table I is an aggregate number and represents 10,175 shares of common stock and 673 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date, which is May 13, 2017.
- F3As previously reported, the reporting person also indirectly owns 2,000 shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.