SEC Form 4 · accession 0001209191-16-120757
Intercontinental Exchange, Inc. · ICE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Jefferson Hague
Director
Period of report
May 13, 2016
Accepted (ET)
May 17, 2016 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 13, 2016 | A | 769 | $0.00 | A | 1,529 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 769 restricted stock units awarded, 673 were awarded as compensation for service on the Issuer's board and 96 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Futures Europe.
- F2The common stock number referred in Table I is an aggregate number and represents 1,529 restricted stock units of the Issuer. An award of 760 restricted stock units was made to the reporting person on September 17, 2015 and will vest on September 17, 2016. The 769 restricted stock units awarded on May 13, 2016 will vest on the one-year anniversary of the grant date, which is May 13, 2017.