SEC Form 4 · accession 0001209191-16-113643

Intercontinental Exchange, Inc. · ICE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President&Chief Op. Officer

Period of report

Mar 24, 2016

Accepted (ET)

Apr 7, 2016 · 5:07 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001571949

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 24, 2016	M	527	$189.43	A	58,518	D
Common Stock	Mar 24, 2016	M	445	$112.15	A	58,963	D
Common Stock^F1	Mar 24, 2016	M	1,020	$129.36	A	59,983	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy) Holding^F2	$189.43	Mar 24, 2016	M	527	D	—	Dec 28, 2017	Common Stock	527	10,593	D
Employee Stock Option (right to buy) Holding^F2	$112.15	Mar 24, 2016	M	445	D	—	Jan 17, 2022	Common Stock	445	15,113	D
Employee Stock Option (right to buy) Holding^F2	$129.36	Mar 24, 2016	M	1,020	D	—	Jan 11, 2023	Common Stock	1,020	21,760	D

F1The common stock number referred in Table I is an aggregate number and represents 38,801 shares of common stock and 21,182 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2016 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2017 and will be reported at the time of vesting.
F2These options are fully vested.