SEC Form 4/A · accession 0001209191-16-102998
Intercontinental Exchange, Inc. · ICE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffrey C Sprecher
Officer — Chief Executive Officer · Director
Period of report
Feb 25, 2015
Accepted (ET)
Feb 26, 2016 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2015 | M | 692 | $112.15 | A | 21,947 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) HoldingF1,F2 | $112.15 | Feb 25, 2015 | M | 692 | D | — | Jan 17, 2022 | Common Stock | 692 | 1,999 | I |
Explanation of responses
- F1The original transactions reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. This Form 4 Amendment has been filed to amend the Form 4 filed on 2/27/2015 to correct the options exercised by the reporting person. The reporting person exercised options with an exercise price of $112.15 and not $112.48 as originally reported. This filing corrects the price of the options exercised and corrects the number of options the reporting person holds following the transaction to reflect the exercise of the correct options. The reporting person did not exercise the 692 options with an exercise price of $112.48 as reported on February 27, 2015.
- F2These options are fully vested.