SEC Form 4 · accession 0001209191-15-072094

Intercontinental Exchange, Inc. · ICE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — General Counsel & Corp. Sec.

Period of report

Sep 22, 2015

Accepted (ET)

Sep 24, 2015 · 4:06 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001571949

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Sep 22, 2015	M	2,486	$129.36	A	12,593	D
Common Stock^F1,F2	Sep 22, 2015	S	2,986	$226.7226	D	9,607	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy) Holding^F3	$129.36	Sep 22, 2015	M	2,486	D	—	Jan 11, 2023	Common Stock	2,486	5,390	D

F1The transactions reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
F2The common stock number referred in Table I is an aggregate number and represents 4,271 shares of common stock and 5,336 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2015 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2016 and February 2017, respectively, and will be reported at those times.
F3These options are fully vested.