SEC Form 4 · accession 0001209191-15-043828
Intercontinental Exchange, Inc. · ICE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sir Robert Reid
Director
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 14, 2015 | A | 830 | $0.00 | A | 7,883 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units. This award of restricted stock units vests on the one-year anniversary of the award date and may be settled only by delivery of shares of the Issuer's common stock, par value $0.01 per share. Of the 830 restricted stock units awarded, 727 were awarded as compensation for service on the Issuer's board and 103 were awarded as compensation for service on the board of Issuer's subsidiary, ICE Clear Europe Limited.
- F2The common stock number referred in Table I is an aggregate number and represents 7,053 shares of common stock and 830 restricted stock units of the Issuer. The restricted stock units vest on the one-year anniversary of the grant date which is May 14, 2016.