SEC Form 4 · accession 0001209191-15-005801
Intercontinental Exchange, Inc. · ICE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey C Sprecher
Officer — Chief Executive Officer · Director
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571949
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) HoldingF2,F1 | $207.97 | Jan 20, 2015 | A | 4,579 | A | — | Jan 20, 2025 | Common Stock | 4,579 | 4,579 | I |
| Employee Stock Option (right to buy) HoldingF1 | $207.97 | Jan 20, 2015 | A | 42,745 | A | — | Jan 20, 2025 | Common Stock | 42,745 | 42,745 | D |
Explanation of responses
- F1These options vest in accordance with the following schedule: 33.33% of the options vest on January 20, 2016, and the remaining 66.67% of the options vest in equal monthly installments between February 20, 2016 and January 20, 2018.
- F2The reporting person disclaims beneficial ownership of these securities.