SEC Form 4 · accession 0001209191-15-005792
Intercontinental Exchange, Inc. · ICE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean S Mathison
Officer — Chief Accounting Officer
Period of report
Jan 20, 2015
Accepted (ET)
Jan 22, 2015 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 20, 2015 | A | 360 | $207.97 | A | 2,752 | D | |
| Common StockF2 | Jan 20, 2015 | F | 41 | $207.97 | D | 2,711 | D | |
| Common StockF2,F3 | Jan 20, 2015 | F | 75 | $207.97 | D | 2,636 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of restricted stock issued to the filing person on January 20, 2015. This award of restricted stock vests over three years (1/3 on each anniversary of the award date).
- F2Represents shares of common stock underlying vested restricted stock units that are being withheld to satisfy payment of the Issuer's tax withholding obligation.
- F3The common stock number referred in Table I is an aggregate number and represents 1,393 shares of common stock, 795 unvested restricted stock units and 448 unvested performance based restricted stock units, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2014 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to that award will not be determined until February 2015 and will be reported at that time.