SEC Form 4/A · accession 0001140361-17-032005
Cherry Hill Mortgage Investment Corp · CHMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Martin Levine
Officer — Chief Financial Officer
Period of report
Jul 13, 2017
Accepted (ET)
Aug 14, 2017 · 4:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571776
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LTIP UnitsF2 | — | Jul 13, 2017 | M | 12,917 | D | — | — | Common Stock | 12,917 | 10,833 | D |
| Common UnitsF3 | — | Jul 13, 2017 | M | 12,917 | A | — | — | Common Stock | 12,917 | 12,917 | D |
Explanation of responses
- F1This Form 4 was amended solely to change the transaction code to "M."
- F2Represents units of limited partnership interests ("LTIP Units") in Cherry Hill Operating Partnership, L.P. (the "Operating Partnership") of which the Issuer is the general partner. Vested LTIP Units, upon achieving parity with the common units of limited partnership interest in the Operating Partnership pursuant to the terms of the partnership agreement, may be exchanged at any time for Common Units (as described in the partnership agreement) on a one-for-one basis. The LTIP Units have no expiration date.
- F3Represents common units of limited partnership interest ("Common Units") in the Operating Partnership issued on exchange of vested LTIP Units. All rights are identical to those of the LTIP Units except that Common Units may be redeemed for cash or sold to the Issuer for shares of common stock on a one-for-one basis. There is no expiration date for the Common Units or the right to redeem or exchange.