SEC Form 4 · accession 0001209191-16-097454
Epizyme, Inc. · EPZM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew E. Singer
Officer — EVP & CFO
Period of report
Feb 8, 2016
Accepted (ET)
Feb 10, 2016 · 7:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001F1 | Feb 9, 2016 | M | 20,183 | — | A | 20,183 | D | |
| Common Stock, par value $0.0001F1 | Feb 9, 2016 | M | 9,329 | — | A | 29,512 | D | |
| Common Stock, par value $0.0001F3 | Feb 10, 2016 | S | 12,158 | $9.54 | D | 17,354 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $8.98 | Feb 8, 2016 | A | 76,400 | A | — | Feb 8, 2026 | Common Stock | 76,400 | 76,400 | D |
| Restricted Stock UnitF1,F5 | — | Feb 9, 2016 | A | 80,732 | A | — | — | Common Stock | 80,732 | 80,732 | D |
| Restricted Stock UnitsF1,F5 | — | Feb 9, 2016 | M | 20,183 | D | — | — | Common Stock | 20,183 | 60,549 | D |
| Restricted Stock UnitsF1,F6 | — | Feb 9, 2016 | M | 9,329 | D | — | — | Common Stock | 9,329 | 27,984 | D |
Explanation of responses
- F1Each restricted stock unit represents the contingent right to receive one share of Epizyme, Inc. common stock upon vesting.
- F2The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person to cover taxes associated with the vesting of his restricted stock units.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.99 per share to $9.95 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4This option was granted on February 8, 2016 pursuant to the Company's 2013 Stock Incentive Plan with respect to 76,400 shares of Common Stock, with 25% vesting on February 8, 2017 and the remaining 75% vesting in 36 substantially equal monthly installments thereafter.
- F5This award, granted on February 9, 2016, pursuant to the Company's 2013 Stock Incentive plan, vests as to 25% of the total award on February 9, 2016, with the remaining 75% vesting in 36 substantially equal monthly installments thereafter. Vested shares will be delivered to the reporting person.
- F6This award, granted on February 9, 2015, pursuant to the Company's 2013 Stock Inventive Plan, vests as to 25% of the total award on February 9, 2016, with the remaining 75% vesting in 36 substantially equal monthly installments thereafter. Vested shares will be delivered to the reporting person.