SEC Form 4 · accession 0001209191-15-087452
Epizyme, Inc. · EPZM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Gould
Director
Period of report
Dec 29, 2015
Accepted (ET)
Dec 31, 2015 · 10:23 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per share | Dec 29, 2015 | M | 20,303 | $0.51 | A | 20,303 | D | |
| Common Stock, par value $0.0001 per shareF2 | Dec 29, 2015 | S | 20,303 | $18.0081 | D | 0 | D | |
| Common Stock, par value $0.0001 per share | Dec 30, 2015 | M | 11,805 | $0.51 | A | 11,805 | D | |
| Common Stock, par value $0.0001 per shareF3 | Dec 30, 2015 | S | 11,805 | $18.0189 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $0.51 | Dec 29, 2015 | M | 20,303 | D | — | Mar 17, 2020 | Common Stock | 20,303 | 366,920 | D |
| Stock Option (Right to Buy)F4 | $0.51 | Dec 30, 2015 | M | 11,805 | D | — | Mar 17, 2020 | Common Stock | 11,805 | 355,115 | D |
Explanation of responses
- F1The exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 per share to $18.04 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 per share to $18.14 per share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4This option is fully vested.