SEC Form 5 · accession 0001209191-18-010182
Rexford Industrial Realty, Inc. · REXR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Ziman
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 7:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001571283
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Operating Partnership UnitsF1,F2,F3 | — | Jun 5, 2017 | G | 20,000 | D | — | — | Common Stock, par value $0.01 | 20,000 | 62,246 | D |
| Operating Partnership UnitsF1,F4,F2,F3 | — | holding | — | — | — | — | — | Common Stock, par value $0.01 | 180,075 | 180,075 | I |
| Operating Partnership UnitsF1,F5,F2,F3 | — | holding | — | — | — | — | — | Common Stock, par value $0.01 | 413 | 413 | I |
Explanation of responses
- F1Represents common units of limited partnership interests ("OP Units") in Rexford Industrial Realty, L.P. (the "Operating Partnership"). The Issuer is the general partner of the Operating Partnership. OP Units are redeemable for cash equal to the then-current market value of one share of common stock of the Issuer, or at the election of the Issuer, for shares of the Issuer's common stock on a one-for-one basis.
- F2The OP Units are exchangeable for common stock of the Issuer on a one-for-one basis.
- F3n/a
- F4Represents OP Units held by the RSZ Trust, for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such OP Units, except to the extent of his pecuniary interest therein.
- F5Represents OP Units held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of such OP Units, except to the extent of his pecuniary interest therein.