SEC Form 4 · accession 0001570585-19-000009
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard R Green
Director
Period of report
Jan 1, 2019
Accepted (ET)
Jan 3, 2019 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Jan 1, 2019 | M | 164 | $21.34 | A | 6,907 | D | |
| Class C Ordinary Shares | Jan 1, 2019 | M | 491 | $20.64 | A | 16,258 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Restricted Share Units AF2,F1 | — | Jan 1, 2019 | M | 164 | D | — | — | Liberty Global Class A | 164 | 0 | D |
| Liberty Global Restricted Share Units CF2,F1 | — | Jan 1, 2019 | M | 491 | D | — | — | Liberty Global Class C | 491 | 0 | D |
Explanation of responses
- F1Each Restricted Share Unit represents the economic equivalent of one share of Issuer's Class A or Class C ordinary share, as the case may be. The Restricted Share Units confer no voting or other rights of share ownership. The Restricted Share Units become payable in a series of five substantially equal annual installments beginning on January 1, 2015, subject to certain other payment events.
- F2The Restricted Share Units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of Restricted Share Units acquired was based on the closing prices of the Issuer's applicable class of ordinary shares on the respective grant dates of such Restricted Share Units, with the value of any fractional shares deferred in cash.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.