SEC Form 4 · accession 0001570585-18-000329
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J David Wargo
Director
Period of report
Sep 30, 2018
Accepted (ET)
Oct 2, 2018 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | Sep 30, 2018 | A | 44 | $28.93 | A | 47,543 | D | |
| Class C Ordinary SharesF1 | Sep 30, 2018 | A | 87 | $28.16 | A | 142,095 | D | |
| Class C Ordinary SharesF2 | holding | — | — | — | 32 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Share Fund UnitsF4,F3 | — | Sep 30, 2018 | A | 249 | A | — | — | Class A Ordinary Shares | 249 | 6,739 | D |
| Class C Share Fund UnitsF4,F3 | — | Sep 30, 2018 | A | 498 | A | — | — | Class C Ordinary Shares | 498 | 15,477 | D |
Explanation of responses
- F1Acquired in accordance with the terms of the Liberty Global 2014 Nonemployee Director Incentive Plan for the equity portion of the fees paid to the Reporting Person for his services as a director. The numberof shares was determined using the closing market price of the applicable class of ordinary shares on September 28, 2018.
- F2The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3The share fund units represent the economic equivalent of one share of the corresponding class of the Issuer's ordinary shares. The share fund units confer no voting or other rights of stock ownership. The share fund units will be payable, in shares of the corresponding class of the Issuer's ordinary shares, in accordance with the Director Deferred Compensation Plan.
- F4The share fund units represent the deferral of shares for a portion of the fees paid to the Reporting Person for his services as a director. The number of share fund units acquired is based on the closing prices of the applicable class of Issuer's ordinary shares on September 28, 2018, with the value of any fractional shares deferred in cash.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.