SEC Form 4 · accession 0001570585-18-000291
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Enrique Rodriguez
Officer — EVP, Chief Technology Officer
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Appreciation Rights AF1 | $28.97 | Aug 1, 2018 | A | 71,777 | A | — | Aug 1, 2025 | Class A Ordinary Shares | 71,777 | 71,777 | D |
| Share Appreciation Rights CF1 | $27.81 | Aug 1, 2018 | A | 143,554 | A | — | Aug 1, 2025 | Class C Ordinary Shares | 143,554 | 143,554 | D |
Explanation of responses
- F1The SARs provide for vesting of 12.5% of the shares on February 1, 2019, and the remaining shares in 14 equal quarterly installments commencing May 1, 2019.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.