SEC Form 4 · accession 0001570585-18-000226
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul A Gould
Director
Period of report
Jun 6, 2018
Accepted (ET)
Jun 8, 2018 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Jun 6, 2018 | M | 5,251 | $13.13 | A | 221,806 | D | |
| Class A Ordinary Shares | Jun 6, 2018 | S | 4,251 | $28.9827 | D | 217,555 | D | |
| Class C Ordinary Shares | Jun 6, 2018 | M | 10,452 | $12.38 | A | 978,716 | D | |
| Class C Ordinary Shares | Jun 6, 2018 | M | 5,226 | $12.95 | A | 983,942 | D | |
| Class C Ordinary SharesF1 | Jun 6, 2018 | S | 13,678 | $28.0038 | D | 970,264 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option A (right to buy)F2 | $13.13 | Jun 6, 2018 | M | 5,251 | D | — | Jun 12, 2018 | Class A Ordinary Shares | 5,251 | 0 | D |
| Share Option C (right to buy)F2 | $12.38 | Jun 6, 2018 | M | 10,452 | D | — | Jun 12, 2018 | Class C Ordinary Shares | 10,452 | 0 | D |
| Share Option C (right to buy)F2 | $12.95 | Jun 6, 2018 | M | 5,226 | D | — | Jun 12, 2018 | Class C Ordinary Shares | 5,226 | 0 | D |
Explanation of responses
- F1The price reflects a weighted average of sales made at prices ranging from $27.99 to $28.025. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F2The option is immediately exercisable.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.