SEC Form 4 · accession 0001570585-18-000223
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J C Sparkman
Director
Period of report
Jun 4, 2018
Accepted (ET)
Jun 5, 2018 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Jun 4, 2018 | M | 10,502 | $13.13 | A | 23,202 | D | |
| Class A Ordinary SharesF1 | Jun 4, 2018 | S | 10,502 | $29.47 | D | 12,700 | D | |
| Class C Ordinary Shares | Jun 4, 2018 | M | 20,905 | $12.38 | A | 47,206 | D | |
| Class C Ordinary Shares | Jun 4, 2018 | M | 10,453 | $12.95 | A | 57,659 | D | |
| Class C Ordinary SharesF2 | Jun 4, 2018 | S | 31,358 | $28.68 | D | 26,301 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option A (right to buy)F3 | $13.13 | Jun 4, 2018 | M | 10,502 | D | — | Jun 12, 2018 | Class A Ordinary Shares | 10,502 | 0 | D |
| Share Option C (right to buy)F3 | $12.38 | Jun 4, 2018 | M | 20,905 | D | — | Jun 12, 2018 | Class C Ordinary Shares | 20,905 | 0 | D |
| Share Option C (right to buy)F3 | $12.95 | Jun 4, 2018 | M | 10,453 | D | — | Jun 12, 2018 | Class C Ordinary Shares | 10,453 | 0 | D |
Explanation of responses
- F1The price reflects a weighted average of sales made at prices ranging from $29.46 to $29.48. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F2The price reflects a weighted average of sales made at prices ranging from $28.66 to $28.705. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F3The option is immediately exercisable.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.