SEC Form 4 · accession 0001570585-18-000219
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
John W Dick
Director
Period of report
May 31, 2018
Accepted (ET)
Jun 1, 2018 · 5:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | May 31, 2018 | M | 10,502 | $13.13 | A | 40,117 | D | |
| Class A Ordinary Shares | May 31, 2018 | F | 5,750 | $28.584 | D | 34,367 | D | |
| Class C Ordinary Shares | May 31, 2018 | M | 10,453 | $12.95 | A | 89,908 | D | |
| Class C Ordinary Shares | May 31, 2018 | M | 20,905 | $12.38 | A | 110,813 | D | |
| Class C Ordinary SharesF1 | May 31, 2018 | F | 16,950 | $27.52 | D | 93,863 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option A (right to buy)F2 | $13.13 | May 31, 2018 | M | 10,502 | D | — | Jun 12, 2018 | Class A Ordinary Shares | 10,502 | 0 | D |
| Share Option C (right to buy)F2 | $12.95 | May 31, 2018 | M | 10,453 | D | — | Jun 12, 2018 | Class C Ordinary Shares | 10,453 | 0 | D |
| Share Option C (right to buy)F2 | $12.38 | May 31, 2018 | M | 20,905 | D | — | Jun 12, 2018 | Class C Ordinary Shares | 20,905 | 0 | D |
Explanation of responses
- F1The price reflects a weighted average of sales made at prices ranging from $27.51 to $27.555. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F2The option is immediately exercisable.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.