SEC Form 4 · accession 0001570585-18-000180
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diederik Karsten
Officer — EVP, Chief Commerical Officer
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 5:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | May 1, 2018 | M | 42,136 | $18.49 | A | 94,722 | D | |
| Class A Ordinary Shares | May 1, 2018 | F | 34,419 | $29.88 | D | 60,303 | D | |
| Class C Ordinary Shares | May 1, 2018 | M | 41,956 | $18.24 | A | 192,639 | D | |
| Class C Ordinary Shares | May 1, 2018 | M | 83,905 | $17.51 | A | 276,544 | D | |
| Class C Ordinary Shares | May 1, 2018 | F | 102,485 | $28.94 | D | 174,059 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Appreciation Rights AF1 | $29.88 | May 1, 2018 | A | 65,359 | A | — | May 1, 2025 | Class A Ordinary Shares | 65,359 | 65,359 | D |
| Share Appreciation Rights CF1 | $28.94 | May 1, 2018 | A | 130,718 | A | — | May 1, 2025 | Class C Ordinary Shares | 130,718 | 130,718 | D |
| Share Appreciation Rights AF2 | $18.49 | May 1, 2018 | M | 42,136 | D | — | May 1, 2018 | Class A Ordinary Shares | 42,136 | 0 | D |
| Share Appreciation Rights CF2 | $18.24 | May 1, 2018 | M | 41,956 | D | — | May 1, 2018 | Class C Ordinary Shares | 41,956 | 0 | D |
| Share Appreciation Rights CF2 | $17.51 | May 1, 2018 | M | 83,905 | D | — | May 1, 2018 | Class C Ordinary Shares | 83,905 | 0 | D |
Explanation of responses
- F1The SARs provide for vesting of 12.5% of the shares on November 1, 2018, and the remaining shares in 14 equal quarterly installments commencing February 1, 2019.
- F2The SARs are immediately exercisable.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.