SEC Form 4 · accession 0001570585-18-000178
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T Fries
Officer — President & CEO · Director
Period of report
May 1, 2018
Accepted (ET)
May 3, 2018 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | May 1, 2018 | M | 48,168 | $18.49 | A | 609,788 | D | |
| Class A Ordinary Shares | May 1, 2018 | F | 37,883 | $29.88 | D | 571,905 | D | |
| Class C Ordinary Shares | May 1, 2018 | M | 95,916 | $17.51 | A | 1,275,313 | D | |
| Class C Ordinary Shares | May 1, 2018 | M | 47,962 | $18.24 | A | 1,323,275 | D | |
| Class C Ordinary Shares | May 1, 2018 | F | 112,723 | $28.94 | D | 1,210,552 | D | |
| Class A Ordinary Shares | holding | — | — | — | 1,977 | I | By 401(k) Plan | |
| Class C Ordinary Shares | holding | — | — | — | 13,059 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Appreciation Rights AF1 | $29.88 | May 1, 2018 | A | 294,117 | A | — | May 1, 2025 | Class A Ordinary Shares | 294,117 | 294,117 | D |
| Share Appreciation Rights CF1 | $28.94 | May 1, 2018 | A | 588,234 | A | — | May 1, 2025 | Class C Ordinary Shares | 588,234 | 588,234 | D |
| Share Appreciation Rights AF2 | $18.49 | May 1, 2018 | M | 48,168 | D | — | May 1, 2018 | Class A Ordinary Shares | 48,168 | 0 | D |
| Share Appreciation Rights CF2 | $17.51 | May 1, 2018 | M | 95,916 | D | — | May 1, 2018 | Class C Ordinary Shares | 95,916 | 0 | D |
| Share Appreciation Rights CF2 | $18.24 | May 1, 2018 | M | 47,962 | D | — | May 1, 2018 | Class C Ordinary Shares | 47,962 | 0 | D |
Explanation of responses
- F1The SARs provide for vesting of 12.5% of the shares on November 1, 2018, and the remaining shares in 14 equal quarterly installments commencing February 1, 2019.
- F2The SARs are immediately exercisable.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.