SEC Form 4 · accession 0001570585-17-000424
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard R Green
Director
Period of report
Dec 21, 2017
Accepted (ET)
Dec 22, 2017 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class A | Dec 21, 2017 | M | 10,499 | $5.08 | A | 17,002 | D | |
| Liberty Global Class A | Dec 21, 2017 | M | 1,415 | $5.93 | A | 18,417 | D | |
| Liberty Global Class A | Dec 21, 2017 | S | 10,499 | $34.00 | D | 7,918 | D | |
| Liberty Global Class A | Dec 21, 2017 | S | 1,415 | $35.00 | D | 6,503 | D | |
| Liberty Global Class C | Dec 21, 2017 | M | 10,453 | $5.02 | A | 25,482 | D | |
| Liberty Global Class C | Dec 21, 2017 | M | 20,908 | $4.78 | A | 46,390 | D | |
| Liberty Global Class C | Dec 21, 2017 | S | 31,361 | $33.00 | D | 15,029 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Share Option A (right to buy)F2 | $5.08 | Dec 21, 2017 | M | 10,499 | D | — | Dec 16, 2018 | Liberty Global Class A | 10,499 | 0 | D |
| Liberty Global Share Option A (right to buy)F2 | $5.93 | Dec 21, 2017 | M | 1,415 | D | — | Jun 17, 2019 | Liberty Global Class A | 1,415 | 9,086 | D |
| Liberty Global Share Option C (right to buy)F2 | $5.02 | Dec 21, 2017 | M | 10,453 | D | — | Dec 16, 2018 | Liberty Global Class C | 10,453 | 0 | D |
| Liberty Global Share Option C (right to buy)F2 | $4.78 | Dec 21, 2017 | M | 20,908 | D | — | Dec 16, 2018 | Liberty Global Class C | 20,908 | 0 | D |
Explanation of responses
- F1The exercise of the options and sale of the resulting shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2017.
- F2The option is immediately exercisable.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.