SEC Form 4 · accession 0001570585-17-000266
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles H R Bracken
Officer — EVP & CFO
Period of report
Aug 10, 2017
Accepted (ET)
Aug 14, 2017 · 6:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class C | Aug 10, 2017 | M | 41,956 | $18.24 | A | 53,404 | D | |
| Liberty Global Class C | Aug 10, 2017 | M | 83,905 | $17.51 | A | 137,309 | D | |
| Liberty Global Class C | Aug 10, 2017 | F | 95,140 | $32.91 | D | 42,169 | D | |
| Liberty Global Class CF1 | Aug 11, 2017 | S | 30,721 | $32.737 | D | 11,448 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Share Appreciation Rights CF2 | $18.24 | Aug 10, 2017 | M | 41,956 | D | — | May 1, 2018 | Liberty Global Class C | 41,956 | 0 | D |
| Liberty Global Share Appreciation Rights CF2 | $17.51 | Aug 10, 2017 | M | 83,905 | D | — | May 1, 2018 | Liberty Global Class C | 83,905 | 0 | D |
Explanation of responses
- F1The price reflects a weighted average of purchases made at prices ranging from $32.64 to $32.801. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F2The SARs are immediately exercisable.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.