SEC Form 4 · accession 0001570585-17-000246
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Malone
Director · 10% Owner
Period of report
Jul 24, 2017
Accepted (ET)
Jul 25, 2017 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class CF2,F3 | Jul 24, 2017 | S | 90,000 | $31.7754 | D | 7,027,225 | I | By A Trust |
| Liberty Global Class C | holding | — | — | — | 6,916,397 | D | ||
| Liberty Global Class CF4 | holding | — | — | — | 756,405 | I | By Spouse | |
| Liberty Global Class CF5 | holding | — | — | — | 4,736,253 | I | by Columbus Holding LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The trust's sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person as trustee of the trust on June 23, 2017.
- F2The price reflects a weighted average of purchases made at prices ranging from $31.63 to $31.88. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F3Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust.
- F4The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F5Held indirectly through Columbus Holding LLC, of which the Reporting Person has a controlling interest.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.