SEC Form 4 · accession 0001570585-17-000242
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Malone
Director · 10% Owner
Period of report
Jul 10, 2017
Accepted (ET)
Jul 12, 2017 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| LiLAC Class AF1 | Jul 10, 2017 | P | 8,647 | $23.785 | A | 927,830 | D | |
| LiLAC Class AF2 | Jul 10, 2017 | P | 77,564 | $24.4775 | A | 1,005,394 | D | |
| LiLAC Class AF3 | Jul 10, 2017 | P | 21,512 | $25.1221 | A | 1,026,906 | D | |
| LiLAC Class AF4 | Jul 11, 2017 | P | 4,734 | $24.8601 | A | 1,031,640 | D | |
| LiLAC Class AF5 | Jul 12, 2017 | P | 200 | $25.2049 | A | 1,031,840 | D | |
| LiLAC Class CF6 | Jul 10, 2017 | P | 52,971 | $23.3917 | A | 2,590,072 | D | |
| LiLAC Class CF7 | Jul 10, 2017 | P | 224,535 | $24.1634 | A | 2,814,607 | D | |
| LiLAC Class CF8 | Jul 10, 2017 | P | 134,363 | $24.8571 | A | 2,948,970 | D | |
| LiLAC Class CF9 | Jul 11, 2017 | P | 95,985 | $24.529 | A | 3,044,955 | D | |
| LiLAC Class CF10 | Jul 12, 2017 | P | 242,578 | $24.8337 | A | 3,287,533 | D | |
| LiLAC Class AF11 | holding | — | — | — | 29,641 | I | By Spouse | |
| LiLAC Class AF12 | holding | — | — | — | 859,555 | I | by Columbus Holding LLC | |
| LiLAC Class CF12 | holding | — | — | — | 2,042,742 | I | by Columbus Holding LLC | |
| LiLAC Class CF13 | holding | — | — | — | 1,263,869 | I | By A Trust | |
| LiLAC Class CF11 | holding | — | — | — | 151,785 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reflects a weighted average of purchases made at prices ranging from $22.95 to $23.945. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F10The price reflects a weighted average of purchases made at prices ranging from $24.34 to $25.18. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F11The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F12Held indirectly through Columbus Holding LLC, of which the Reporting Person has a controlling interest.
- F13Held by a charitable remainder unitrust of which the Reporting Person is co-trustee and, with his spouse, retains a unitrust interest in the trust.
- F2The price reflects a weighted average of purchases made at prices ranging from $23.95 to $24.94. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F3The price reflects a weighted average of purchases made at prices ranging from $24.95 to $25.35. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F4The price reflects a weighted average of purchases made at prices ranging from $22.50 to $25.01. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F5The price reflects a weighted average of purchases made at prices ranging from $25.18 to $25.23. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F6The price reflects a weighted average of purchases made at prices ranging from $22.60 to $23.59. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F7The price reflects a weighted average of purchases made at prices ranging from $23.60 to $24.59. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F8The price reflects a weighted average of purchases made at prices ranging from $24.60 to $25.36. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F9The price reflects a weighted average of purchases made at prices ranging from $24.10 to $24.84. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.