SEC Form 4 · accession 0001570585-17-000197
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J C Sparkman
Director
Period of report
Jun 14, 2017
Accepted (ET)
Jun 16, 2017 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class A | Jun 14, 2017 | M | 10,500 | $15.79 | A | 22,341 | D | |
| Liberty Global Class AF1 | Jun 14, 2017 | S | 10,500 | $29.446 | D | 11,841 | D | |
| Liberty Global Class C | Jun 14, 2017 | M | 20,905 | $14.79 | A | 45,488 | D | |
| Liberty Global Class C | Jun 14, 2017 | M | 10,456 | $15.59 | A | 55,944 | D | |
| Liberty Global Class CF2 | Jun 14, 2017 | S | 31,361 | $28.5181 | D | 24,583 | D | |
| LiLAC Class A | Jun 14, 2017 | M | 525 | $17.10 | A | 2,592 | D | |
| LiLAC Class A | Jun 14, 2017 | M | 1,310 | $18.99 | A | 3,902 | D | |
| LiLAC Class AF3 | Jun 14, 2017 | S | 1,835 | $20.2454 | D | 2,067 | D | |
| LiLAC Class C | Jun 14, 2017 | M | 1,045 | $16.98 | A | 5,367 | D | |
| LiLAC Class C | Jun 14, 2017 | M | 522 | $17.88 | A | 5,889 | D | |
| LiLAC Class C | Jun 14, 2017 | M | 2,608 | $18.55 | A | 8,497 | D | |
| LiLAC Class C | Jun 14, 2017 | M | 1,304 | $19.55 | A | 9,801 | D | |
| LiLAC Class CF4 | Jun 14, 2017 | S | 5,479 | $19.8835 | D | 4,322 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Share Option A (right to buy)F5 | $15.79 | Jun 14, 2017 | M | 10,500 | D | — | Jun 19, 2017 | Liberty Global Class A | 10,500 | 0 | D |
| Liberty Global Share Option C (right to buy)F5 | $14.79 | Jun 14, 2017 | M | 20,905 | D | — | Jun 19, 2017 | Liberty Global Class C | 20,905 | 0 | D |
| Liberty Global Share Option C (right to buy)F5 | $15.59 | Jun 14, 2017 | M | 10,456 | D | — | Jun 19, 2017 | Liberty Global Class C | 10,456 | 0 | D |
| LiLAC Share Option A (right to buy)F5 | $17.10 | Jun 14, 2017 | M | 525 | D | — | Jun 19, 2017 | LiLAC Class A | 525 | 0 | D |
| LiLAC Share Option A (right to buy)F5 | $18.99 | Jun 14, 2017 | M | 1,310 | D | — | Jun 19, 2017 | LiLAC Class A | 1,310 | 0 | D |
| LiLAC Share Option C (right to buy)F5 | $16.98 | Jun 14, 2017 | M | 1,045 | D | — | Jun 19, 2017 | LiLAC Class C | 1,045 | 0 | D |
| LiLAC Share Option C (right to buy)F5 | $17.88 | Jun 14, 2017 | M | 522 | D | — | Jun 19, 2017 | LiLAC Class C | 522 | 0 | D |
| LiLAC Share Option C (right to buy)F5 | $18.55 | Jun 14, 2017 | M | 2,608 | D | — | Jun 19, 2017 | LiLAC Class C | 2,608 | 0 | D |
| LiLAC Share Option C (right to buy)F5 | $19.55 | Jun 14, 2017 | M | 1,304 | D | — | Jun 19, 2017 | LiLAC Class C | 1,304 | 0 | D |
Explanation of responses
- F1The price reflects a weighted average of purchases made at prices ranging from $29.44 to $29.46. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F2The price reflects a weighted average of purchases made at prices ranging from $28.495 to $28.535. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F3The price reflects a weighted average of purchases made at prices ranging from $20.244 to $20.25. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F4The price reflects a weighted average of purchases made at prices ranging from $19.8809 to $19.8838. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- F5The option is immediately exercisable.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.