SEC Form 4 · accession 0001570585-17-000188
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W Dick
Director
Period of report
Jun 5, 2017
Accepted (ET)
Jun 6, 2017 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class A | Jun 5, 2017 | M | 10,500 | $15.79 | A | 28,633 | D | |
| Liberty Global Class C | Jun 5, 2017 | M | 20,905 | $14.79 | A | 67,010 | D | |
| Liberty Global Class C | Jun 5, 2017 | M | 10,456 | $15.59 | A | 77,466 | D | |
| LiLAC Class A | Jun 5, 2017 | M | 525 | $17.10 | A | 3,544 | D | |
| LiLAC Class A | Jun 5, 2017 | M | 1,310 | $18.99 | A | 4,854 | D | |
| LiLAC Class C | Jun 5, 2017 | M | 1,045 | $16.98 | A | 8,805 | D | |
| LiLAC Class C | Jun 5, 2017 | M | 522 | $17.88 | A | 9,327 | D | |
| LiLAC Class C | Jun 5, 2017 | M | 2,608 | $18.55 | A | 11,935 | D | |
| LiLAC Class C | Jun 5, 2017 | M | 1,304 | $19.55 | A | 13,239 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Share Option A (right to buy)F1 | $15.79 | Jun 5, 2017 | M | 10,500 | D | — | Jun 19, 2017 | Liberty Global Class A | 10,500 | 0 | D |
| Liberty Global Share Option C (right to buy)F1 | $14.79 | Jun 5, 2017 | M | 20,905 | D | — | Jun 19, 2017 | Liberty Global Class C | 20,905 | 0 | D |
| Liberty Global Share Option C (right to buy)F1 | $15.59 | Jun 5, 2017 | M | 10,456 | D | — | Jun 19, 2017 | Liberty Global Class C | 10,456 | 0 | D |
| LiLAC Share Option A (right to buy)F1 | $17.10 | Jun 5, 2017 | M | 525 | D | — | Jun 19, 2017 | LiLAC Class A | 525 | 0 | D |
| LiLAC Share Option A (right to buy)F1 | $18.99 | Jun 5, 2017 | M | 1,310 | D | — | Jun 19, 2017 | LiLAC Class A | 1,310 | 0 | D |
| LiLAC Share Option C (right to buy)F1 | $16.98 | Jun 5, 2017 | M | 1,045 | D | — | Jun 19, 2017 | LiLAC Class C | 1,045 | 0 | D |
| LiLAC Share Option C (right to buy)F1 | $17.88 | Jun 5, 2017 | M | 522 | D | — | Jun 19, 2017 | LiLAC Class C | 522 | 0 | D |
| LiLAC Share Option C (right to buy)F1 | $18.55 | Jun 5, 2017 | M | 2,608 | D | — | Jun 19, 2017 | LiLAC Class C | 2,608 | 0 | D |
| LiLAC Share Option C (right to buy)F1 | $19.55 | Jun 5, 2017 | M | 1,304 | D | — | Jun 19, 2017 | LiLAC Class C | 1,304 | 0 | D |
Explanation of responses
- F1The option is immediately exercisable.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.