SEC Form 4 · accession 0001570585-17-000164
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J David Wargo
Director
Period of report
May 9, 2017
Accepted (ET)
May 11, 2017 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class A | May 9, 2017 | M | 10,500 | $15.79 | A | 36,677 | D | |
| Liberty Global Class C | May 9, 2017 | M | 10,456 | $15.59 | A | 88,956 | D | |
| Liberty Global Class C | May 9, 2017 | M | 20,905 | $14.79 | A | 109,861 | D | |
| LiLAC Class A | May 9, 2017 | M | 525 | $17.10 | A | 5,072 | D | |
| LiLAC Class A | May 9, 2017 | M | 1,310 | $18.99 | A | 6,382 | D | |
| LiLAC Class C | May 9, 2017 | M | 1,045 | $16.98 | A | 40,007 | D | |
| LiLAC Class C | May 9, 2017 | M | 522 | $17.88 | A | 40,529 | D | |
| LiLAC Class C | May 9, 2017 | M | 2,608 | $18.55 | A | 43,137 | D | |
| LiLAC Class C | May 9, 2017 | M | 1,304 | $19.55 | A | 44,441 | D | |
| Liberty Global Class CF1 | holding | — | — | — | 32 | I | By Spouse | |
| LiLAC Class CF1 | holding | — | — | — | 1,004 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Share Option A (right to buy)F2 | $15.79 | May 9, 2017 | M | 10,500 | D | — | Jun 19, 2017 | Liberty Global Class A | 10,500 | 0 | D |
| Liberty Global Share Option C (right to buy)F2 | $15.59 | May 9, 2017 | M | 10,456 | D | — | Jun 19, 2017 | Liberty Global Class C | 10,456 | 0 | D |
| Liberty Global Share Option C (right to buy)F2 | $14.79 | May 9, 2017 | M | 20,905 | D | — | Jun 19, 2017 | Liberty Global Class C | 20,905 | 0 | D |
| LiLAC Share Option A (right to buy)F2 | $17.10 | May 9, 2017 | M | 525 | D | — | Jun 19, 2017 | LiLAC Class A | 525 | 0 | D |
| LiLAC Share Option A (right to buy)F2 | $18.99 | May 9, 2017 | M | 1,310 | D | — | Jun 19, 2017 | LiLAC Class A | 1,310 | 0 | D |
| LiLAC Share Option C (right to buy)F2 | $16.98 | May 9, 2017 | M | 1,045 | D | — | Jun 19, 2017 | LiLAC Class C | 1,045 | 0 | D |
| LiLAC Share Option C (right to buy)F2 | $17.88 | May 9, 2017 | M | 522 | D | — | Jun 19, 2017 | LiLAC Class C | 522 | 0 | D |
| LiLAC Share Option C (right to buy)F2 | $18.55 | May 9, 2017 | M | 2,608 | D | — | Jun 19, 2017 | LiLAC Class C | 2,608 | 0 | D |
| LiLAC Share Option C (right to buy)F2 | $19.55 | May 9, 2017 | M | 1,304 | D | — | Jun 19, 2017 | LiLAC Class C | 1,304 | 0 | D |
Explanation of responses
- F1The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F2The option is immediately exercisable.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.