SEC Form 4 · accession 0001570585-17-000143
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Balan Nair
Officer — EVP & CTO
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class A | May 1, 2017 | M | 26,767 | $10.93 | A | 118,269 | D | |
| Liberty Global Class A | May 1, 2017 | F | 16,848 | $35.69 | D | 101,421 | D | |
| Liberty Global Class C | May 1, 2017 | M | 53,296 | $10.68 | A | 378,306 | D | |
| Liberty Global Class C | May 1, 2017 | M | 26,641 | $10.78 | A | 404,947 | D | |
| Liberty Global Class C | May 1, 2017 | F | 50,381 | $34.80 | D | 354,566 | D | |
| LiLAC Class A | May 1, 2017 | M | 1,338 | $11.84 | A | 17,518 | D | |
| LiLAC Class A | May 1, 2017 | M | 3,339 | $13.16 | A | 20,857 | D | |
| LiLAC Class A | May 1, 2017 | F | 3,670 | $21.43 | D | 17,187 | D | |
| LiLAC Class C | May 1, 2017 | M | 2,664 | $12.26 | A | 59,572 | D | |
| LiLAC Class C | May 1, 2017 | M | 1,332 | $12.37 | A | 60,904 | D | |
| LiLAC Class C | May 1, 2017 | M | 6,649 | $13.40 | A | 67,553 | D | |
| LiLAC Class C | May 1, 2017 | M | 3,323 | $13.52 | A | 70,876 | D | |
| LiLAC Class C | May 1, 2017 | F | 10,988 | $21.84 | D | 59,888 | D | |
| Liberty Global Class C | holding | — | — | — | 7,073 | I | By 401(k) Plan | |
| LiLAC Class C | holding | — | — | — | 1,139 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Share Appreciation Rights AF1 | $35.69 | May 1, 2017 | A | 56,958 | A | — | May 1, 2024 | Liberty Global Class A | 56,958 | 56,958 | D |
| Liberty Global Share Appreciation Rights CF1 | $34.80 | May 1, 2017 | A | 113,916 | A | — | May 1, 2024 | Liberty Global Class C | 113,916 | 113,916 | D |
| LiLAC Share Appreciation Rights AF1 | $21.43 | May 1, 2017 | A | 7,120 | A | — | May 1, 2024 | LiLAC Class A | 7,120 | 7,120 | D |
| LiLAC Share Appreciation Rights CF1 | $21.84 | May 1, 2017 | A | 14,240 | A | — | May 1, 2024 | LiLAC Class C | 14,240 | 14,240 | D |
| Liberty Global Share Appreciation Rights AF2 | $10.93 | May 1, 2017 | M | 26,767 | D | — | May 1, 2017 | Liberty Global Class A | 26,767 | 0 | D |
| Liberty Global Share Appreciation Rights CF2 | $10.68 | May 1, 2017 | M | 53,296 | D | — | May 1, 2017 | Liberty Global Class C | 53,296 | 0 | D |
| Liberty Global Share Appreciation Rights CF2 | $10.78 | May 1, 2017 | M | 26,641 | D | — | May 1, 2017 | Liberty Global Class C | 26,641 | 0 | D |
| LiLAC Share Appreciation Rights AF2 | $11.84 | May 1, 2017 | M | 1,338 | D | — | May 1, 2017 | LiLAC Class A | 1,338 | 0 | D |
| LiLAC Share Appreciation Rights AF2 | $13.16 | May 1, 2017 | M | 3,339 | D | — | May 1, 2017 | LiLAC Class A | 3,339 | 0 | D |
| LiLAC Share Appreciation Rights CF2 | $12.26 | May 1, 2017 | M | 2,664 | D | — | May 1, 2017 | LiLAC Class C | 2,664 | 0 | D |
| LiLAC Share Appreciation Rights CF2 | $12.37 | May 1, 2017 | M | 1,332 | D | — | May 1, 2017 | LiLAC Class C | 1,332 | 0 | D |
| LiLAC Share Appreciation Rights CF2 | $13.40 | May 1, 2017 | M | 6,649 | D | — | May 1, 2017 | LiLAC Class C | 6,649 | 0 | D |
| LiLAC Share Appreciation Rights CF2 | $13.52 | May 1, 2017 | M | 3,323 | D | — | May 1, 2017 | LiLAC Class C | 3,323 | 0 | D |
Explanation of responses
- F1The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.
- F2The SARs are immediately exercisable.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.