SEC Form 4 · accession 0001570585-17-000108
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bryan H Hall
Officer — EVP, Gen Counsel & Secretary
Period of report
Apr 1, 2017
Accepted (ET)
Apr 4, 2017 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class AF1 | Apr 1, 2017 | M | 8,640 | — | A | 38,521 | D | |
| Liberty Global Class A | Apr 1, 2017 | F | 4,025 | $35.87 | D | 34,496 | D | |
| Liberty Global Class CF1 | Apr 1, 2017 | M | 17,281 | — | A | 116,479 | D | |
| Liberty Global Class C | Apr 1, 2017 | F | 8,050 | $35.04 | D | 108,429 | D | |
| LiLAC Class AF1 | Apr 1, 2017 | M | 1,509 | — | A | 6,926 | D | |
| LiLAC Class A | Apr 1, 2017 | F | 704 | $22.24 | D | 6,222 | D | |
| LiLAC Class CF1 | Apr 1, 2017 | M | 3,019 | — | A | 26,448 | D | |
| LiLAC Class C | Apr 1, 2017 | F | 1,408 | $23.04 | D | 25,040 | D | |
| Liberty Global Class CF2 | holding | — | — | — | 2,498 | I | by 401(k) Plan | |
| LiLAC Class C | holding | — | — | — | 345 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Restricted Share Units AF1,F3 | — | Apr 1, 2017 | M | 8,640 | D | — | — | Liberty Global Class A | 8,640 | 8,641 | D |
| Liberty Global Restricted Share Units CF1,F3 | — | Apr 1, 2017 | M | 17,281 | D | — | — | Liberty Global Class C | 17,281 | 17,281 | D |
| LiLAC Restricted Share Units AF1,F3 | — | Apr 1, 2017 | M | 1,509 | D | — | — | LiLAC Class A | 1,509 | 1,510 | D |
| LiLAC Restricted Share Units CF1,F3 | — | Apr 1, 2017 | M | 3,019 | D | — | — | LiLAC Class C | 3,019 | 3,020 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.
- F2The Reporting Person received 264 shares contributed by Issuer under its 401(k) Plan as of December 31, 2016.
- F3The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.