SEC Form 4 · accession 0001570585-17-000106
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles H R Bracken
Officer — EVP & CFO
Period of report
Apr 1, 2017
Accepted (ET)
Apr 4, 2017 · 5:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class AF1 | Apr 1, 2017 | M | 10,800 | — | A | 10,800 | D | |
| Liberty Global Class A | Apr 1, 2017 | F | 5,076 | $35.87 | D | 5,724 | D | |
| Liberty Global Class CF1 | Apr 1, 2017 | M | 21,601 | — | A | 21,601 | D | |
| Liberty Global Class C | Apr 1, 2017 | F | 10,153 | $35.04 | D | 11,448 | D | |
| LiLAC Class AF1 | Apr 1, 2017 | M | 1,886 | — | A | 4,642 | D | |
| LiLAC Class A | Apr 1, 2017 | F | 888 | $22.24 | D | 3,754 | D | |
| LiLAC Class CF1 | Apr 1, 2017 | M | 3,774 | — | A | 9,546 | D | |
| LiLAC Class C | Apr 1, 2017 | F | 1,775 | $23.04 | D | 7,771 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Restricted Share Units AF1,F2 | — | Apr 1, 2017 | M | 10,800 | D | — | — | Liberty Global Class A | 10,800 | 10,801 | D |
| Liberty Global Restricted Share Units CF1,F2 | — | Apr 1, 2017 | M | 21,601 | D | — | — | Liberty Global Class C | 21,601 | 21,602 | D |
| LiLAC Restricted Share Units AF1,F2 | — | Apr 1, 2017 | M | 1,886 | D | — | — | LiLAC Class A | 1,886 | 1,888 | D |
| LiLAC Restricted Share Units CF1,F2 | — | Apr 1, 2017 | M | 3,774 | D | — | — | LiLAC Class C | 3,774 | 3,775 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.
- F2The Restricted Share Units vest in two equal semi-annual installments on April 1, 2017 and October 1, 2017.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.