SEC Form 4 · accession 0001570585-17-000083
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diederik Karsten
Officer — EVP, Chief Commerical Officer
Period of report
Mar 30, 2017
Accepted (ET)
Apr 3, 2017 · 6:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class A | Mar 30, 2017 | M | 19,510 | $10.93 | A | 51,693 | D | |
| Liberty Global Class A | Mar 30, 2017 | F | 13,013 | $35.70 | D | 38,680 | D | |
| Liberty Global Class C | Mar 30, 2017 | M | 58,265 | $10.78 | A | 161,711 | D | |
| Liberty Global Class C | Mar 30, 2017 | F | 38,840 | $35.08 | D | 122,871 | D | |
| LiLAC Class A | Mar 30, 2017 | M | 3,409 | $11.84 | A | 9,026 | D | |
| LiLAC Class A | Mar 30, 2017 | F | 2,700 | $22.58 | D | 6,326 | D | |
| LiLAC Class C | Mar 30, 2017 | M | 10,180 | $12.26 | A | 28,255 | D | |
| LiLAC Class C | Mar 30, 2017 | F | 8,034 | $23.40 | D | 20,221 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Share Appreciation Rights AF1 | $10.93 | Mar 30, 2017 | M | 19,510 | D | — | May 1, 2017 | Liberty Global Class A | 19,510 | 0 | D |
| Liberty Global Share Appreciation Rights CF1 | $10.68 | Mar 30, 2017 | M | 38,847 | D | — | May 1, 2017 | Liberty Global Class C | 38,847 | 0 | D |
| Liberty Global Share Appreciation Rights CF1 | $10.78 | Mar 30, 2017 | M | 19,418 | D | — | May 1, 2017 | Liberty Global Class C | 19,418 | 0 | D |
| LiLAC Share Appreciation Rights AF1 | $11.84 | Mar 30, 2017 | M | 975 | D | — | May 1, 2017 | LiLAC Class A | 975 | 0 | D |
| LiLAC Share Appreciation Rights AF1 | $13.16 | Mar 30, 2017 | M | 2,434 | D | — | May 1, 2017 | LiLAC Class A | 2,434 | 0 | D |
| LiLAC Share Appreciation Rights CF1 | $12.26 | Mar 30, 2017 | M | 1,942 | D | — | May 1, 2017 | LiLAC Class C | 1,942 | 0 | D |
| LiLAC Share Appreciation Rights CF1 | $12.37 | Mar 30, 2017 | M | 970 | D | — | May 1, 2017 | LiLAC Class C | 970 | 0 | D |
| LiLAC Share Appreciation Rights CF1 | $13.40 | Mar 30, 2017 | M | 4,846 | D | — | May 1, 2017 | LiLAC Class C | 4,846 | 0 | D |
| LiLAC Share Appreciation Rights CF1 | $13.52 | Mar 30, 2017 | M | 2,422 | D | — | May 1, 2017 | LiLAC Class C | 2,422 | 0 | D |
Explanation of responses
- F1The SARs are immediately exercisable.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.