SEC Form 4 · accession 0001570585-17-000064
Liberty Global Ltd. · LBTYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Michael T Fries
Officer — President & CEO · Director
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001570585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Liberty Global Class A | Mar 15, 2017 | M | 333,334 | $36.78 | A | 817,717 | D | |
| Liberty Global Class B | Mar 15, 2017 | M | 333,334 | $36.85 | A | 1,000,000 | D | |
| LiLAC Class A | Mar 15, 2017 | M | 58,256 | $22.48 | A | 152,969 | D | |
| LiLAC Class B | Mar 15, 2017 | M | 58,256 | $24.83 | A | 259,046 | D | |
| Liberty Global Class A | Mar 15, 2017 | F | 333,334 | $36.78 | D | 484,383 | D | |
| Liberty Global Class A | holding | — | — | — | 1,977 | I | By 401(k) Plan | |
| LiLAC Class A | holding | — | — | — | 345 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Restricted Share Units AF1,F2 | — | Mar 15, 2017 | M | 333,334 | D | — | — | Liberty Global Class A | 333,334 | 0 | D |
| Liberty Global Restricted Share Units BF1,F2 | — | Mar 15, 2017 | M | 333,334 | D | — | — | Liberty Global Class B | 333,334 | 0 | D |
| LiLAC Restricted Share Units AF1,F2 | — | Mar 15, 2017 | M | 16,667 | D | — | — | LiLAC Class A | 16,667 | 0 | D |
| LiLAC Restricted Share Units AF1 | — | Mar 15, 2017 | M | 41,589 | D | Mar 15, 2017 | Mar 15, 2017 | LiLAC Class A | 41,589 | 0 | D |
| LiLAC Restricted Share Units BF1,F2 | — | Mar 15, 2017 | M | 16,667 | D | — | — | LiLAC Class B | 16,667 | 0 | D |
| LiLAC Restricted Share Units BF1 | — | Mar 15, 2017 | M | 41,589 | D | Mar 15, 2017 | Mar 15, 2017 | LiLAC Class B | 41,589 | 0 | D |
Explanation of responses
- F1Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class B ordinary shares, LiLAC Class A ordinary shares or LiLAC Class B ordinary shares, as the case may be.
- F2The Restricted Share Units vested in three equal annual installments on March 15, 2015, March 15, 2016 and March 15, 2017.
Remarks
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK.